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HEALTH CARE FACILITY LICENSING AND CERTIFICATION

 Contact Us

Phone: (916) 552-8632

Email: CAB@cdph.ca.gov

For application status requests, please include the following in your email:

  • Application ID (if applicable)
  • Name of Facility or Agency
  • License or Facility/Agency # (if applicable)
  • Address
  • Facility or Provider Type
  • Date Documentation Sent
  • Contact Number​​​​
Intermediate Care Facility/Developmentally Disabled ICF/DD-Habilitative

Report of Change Application Checklist for Change of Stock Transfer​

The following is a list of application forms and supporting documents required for a complete application packet. Failure to include each of the forms and documents will delay processing.

Checklist and Instructions - P​lease submit your documents in this or​der

Required Documents for a Change of Stock Transfer​

Forms and Supporting Documents​​

​​Additional Instructions

(​​​Each form listed also has instructions on the form)​

Cover Letter

Cover Letter​

Letter on company letterhead with the following information:

  • License number
  • Facility name and address
  • Facility ID number (if known)
  • Brief description of request
  • Contact information (name, title, phone number, and e- mail address)
  • Emergency Contact Information (name, email, alternate email, phone, fax, and phone number that will receive text messages). The Department will use this information to contact the provider in the event of an emergency using the California Health Alert Network (CAHAN). All information provided must allow CAHAN to contact the provider on a 24/7/365 basis for distribution of health alerts. For additional information: CAHAN (https://www.calhospitalprepare.org/cahan)
  • Contact Information for the Privacy Officer or Designee responsible for submitting and responding to medical breach incidents (name, title/position, mailing address, phone number, and email address)
  • Signature
HS 200 (PDF)
Licensure & Certification Application 

ICF/DD and ICF/DD-H: Title 22 California Code of Regulations (CCR) section 76203(a)(6)

Tip

  • Page 6, section B, item 6 — An organization will have its own Federal tax ID number
​Supporting Documents​​
B.3 - Organizational Chart – Owner Type

ICF/DD: 22 CCR section 76205(10)

Submit a before and after organizational chart if the owner is a profit corporation, nonprofit corporation, limited liability company (LLC), or general partnership. The organizational chart needs to display the following:​

  • Applicant’s owners, including ownership percentages, Tax IDs/EINs and all directors, board members, corporate officers, LLC members/managers, and/or partners
    Note: Submit the HS 215A form for each of these individuals
  • ​Parent company of applicant, if applicable, and all of the licensed agencies/facilities they are operating – see B.6

HS 215A (PDF)​

Applicant Individual Information 

ICF/DD: 22 CCR section 76203(a)(6)

This form must be completed for the following individuals:

  • New owners, directors, board members, corporate officers, LLC members/managers, and partners of the applicant organization
  • Each new individual having a beneficial interest of exceeding five percent or more in the applicant organization and/or parent organization 
Tips
  • Page 2, section B — The date of birth is an identifier, as several people may have the same name. This will ensure that each individual is associated with the correct facility or entity
  • Page 5, section E — Submit ten years of employment history, indicating the term of employment, job title, employer name and address. The applicant may submit a resume in lieu of completing section E; however, the resume must contain all required information requested in section E
  • Page 7, section F — If answering yes to any question in this section, complete and attach the facility information sheet

Supporting Documents

Facility Information Sheet

Each individual must complete and submit the Facility Information Sheet for each facility and/or agency with which the individual has a current or past relationship within the last three years. This sheet must also include any facilities licensed by the California Department of Social Service. The following must be completed for each facility and/or agency:​

  • Facility name
  • Facility address
  • Type of facility
  • Individual’s nature of involvement
  • Individual’s dates of involvement
  • Entity name
  • ​Type of business entity (include EIN Number)

HS 309 1st Page​ (PDF)


Administrative Organization

Along with the HS 309, according to organizational type, the following supporting documents must be submitted.

​Supporting Documents

Stock Purchase Agreement

Submit a copy of the signed Purchase Agreement.

Supporting Documents​

Corporation​

  • Filing Statement from the Secretary of State
  • Articles of Incorporation
  • By-Laws
  • Foreign (out-of-state) applicants submit a copy Certificate of Qualification from the California Secretary of State
  • List of Board of Directors (only if additional space is needed to input all board of directors)
Tip
  • Page 1, item 3 The incorporation date is located in the top right corner of the applicant Articles of Incorporation

Supporting Documents​


Limited Liability Company (LLC)​

  • Filing Statement from the Secretary of State
  • Articles of Organization
  • Operating Agreement
  • Foreign (out-of-state) applicants submit a copy Certificate of Qualification from the California Secretary of State
  • List of Managing Members (only if additional space is needed to input all managing members)
Tip
  • Page 1, item 3 — The organization date is located in the top right corner of the applicant Articles of Organization​​

HS 309 2nd Page​ (PDF)


Organizational Structure 

ICF/DD and ICF/DD-H: 22 CCR section 76205 and Health and Safety Code (HSC) section 1267.5

Only complete fields that are applicable to applicant’s entity type.

​Supporting Documents

Public Agency​

Copy of signed Resolution

​Supporting Documents

Partnership

Copy of signed Partnership Agreement​​

CDPH 325 (PDF)
(For ICF-DD only)

Criminal Record Clearance Submissions

[HSC section 1575.7]

Submit this form with the names of the individuals in the roles below:

  • Owners
  • Directors
  • Board Members
  • Corporate Officers
  • LLC Members/Managers
  • Partners
  • Individuals having a beneficial interest exceeding 5% or more in the applicant organization and/or parent organization
Note: For new individuals only
​​BCIA 8016​ (PDF)
(For ICF-DD only)​
​[HSC section 1575.7]

Mail this form to the address indicated on the form only for the new individuals below:

  • Directors
  • Board Members
  • Corporate Officers
  • LLC Members/Managers
  • Partners 
Submit copy if this form to CDPH Criminal Background Section. Centralized Applications Branch may also request a copy of this form.
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