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Forms and Supporting Documents
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Additional Instructions
(Each form listed also has instructions on the form)
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Cover Letter
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Cover Letter
Letter on company letterhead with the following information:
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License number
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Facility name and address
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Facility ID number (if known)
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Brief description of request
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Applicant Contact Information (name, title, phone number, invoice contact email address, applicant contact email address)
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General Contact Information (name, title, phone number, fax, email address, and alternative contact information)
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Emergency Contact Information (name, phone number, fax, email address, alternate email, and phone number that will receive text messages)
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All Facility Letter Contact Information (name, phone number, fax, and email address)
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Facility Contact (Public Use) Information (phone number, fax, email address, and website address)
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Privacy Officer Contact Information (name, title, mailing address, phone number, and email address)
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Signature
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HS 200 (PDF, 1.5MB)
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Licensure & Certification Application
ICF/DD and ICF/DD-H: Title 22 California Code of Regulations (CCR) section 76203(a)(6)
Tip:
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Supporting Documents
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B.3 - Organizational Chart – Owner Type
ICF/DD: 22 CCR section 76205(10)
Submit a before and after organizational chart if the owner is a profit corporation, nonprofit corporation, limited liability company (LLC), or general partnership. The organizational chart needs to display the following:
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Applicant’s owners, including ownership percentages, Tax IDs/EINs and all directors, board members, corporate officers, LLC members/managers, and/or partners Note: Submit the HS 215A form for each of these individuals
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Parent company of applicant, if applicable, and all of the licensed agencies/facilities they are operating – see B.6
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HS 215A (PDF)
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Applicant Individual Information
ICF/DD: 22 CCR section 76203(a)(6)
This form must be completed for the following individuals:
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New owners, directors, board members, corporate officers, LLC members/managers, and partners of the applicant organization
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Each new individual having a beneficial interest of exceeding five percent or more in the applicant organization and/or parent organization
Tips:
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Page 2, section B — The date of birth is an identifier, as several people may have the same name. This will ensure that each individual is associated with the correct facility or entity
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Page 5, section E — Submit ten years of employment history, indicating the term of employment, job title, employer name and address. The applicant may submit a resume in lieu of completing section E; however, the resume must contain all required information requested in section E
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Page 7, section F — If answering yes to any question in this section, complete and attach the facility information sheet
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Supporting Documents
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Facility Information Sheet
Each individual must complete and submit the Facility Information Sheet for each facility and/or agency with which the individual has a current or past relationship within the last three years. This sheet must also include any facilities licensed by the California Department of Social Service. The following must be completed for each facility and/or agency:
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Facility name
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Facility address
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Type of facility
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Individual’s nature of involvement
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Individual’s dates of involvement
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Entity name
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Type of business entity (include EIN Number)
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HS 309 1st Page (PDF)
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Administrative Organization
Along with the HS 309, according to organizational type, the following supporting documents must be submitted.
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Supporting Documents
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Stock Purchase Agreement
Submit a copy of the signed Purchase Agreement.
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Supporting Documents
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Corporation
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Filing Statement from the Secretary of State
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Articles of Incorporation
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By-Laws
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Foreign (out-of-state) applicants submit a copy Certificate of Qualification from the California Secretary of State
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List of Board of Directors (only if additional space is needed to input all board of directors)
Tip:
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Supporting Documents
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Limited Liability Company (LLC)
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Filing Statement from the Secretary of State
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Articles of Organization
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Operating Agreement
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Foreign (out-of-state) applicants submit a copy Certificate of Qualification from the California Secretary of State
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List of Managing Members (only if additional space is needed to input all managing members)
Tip:
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HS 309 2nd Page (PDF)
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Organizational Structure
ICF/DD
and
ICF/DD-H: 22 CCR section 76205 and Health and Safety Code (HSC) section 1267.5
Only complete fields that are applicable to applicant’s entity type.
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Supporting Documents
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Public Agency
Copy of signed Resolution
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Supporting Documents
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Partnership
Copy of signed Partnership Agreement
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CDPH 325 (PDF) (For ICF-DD only)
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Criminal Record Clearance Submissions
[HSC section 1575.7]
Submit this form with the names of the individuals in the roles below:
Note: For new individuals only
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BCIA 8016 (PDF, 1.3MB) (For ICF-DD only)
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Request for Live Scan
[HSC section 1575.7]
Mail this form to the address indicated on the form
only for the new individuals below:
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Directors
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Board Members
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Corporate Officers
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LLC Members/Managers
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Partners
Submit copy if this form to CDPH Criminal Background Section. Centralized Applications Branch may also request a copy of this form.
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